This is an HTML version of an attachment to the Official Information request 'Number and type of alcohol license compliance checks made or requested by Auckland Council or Police since January 2019 to July 2020 and list of venues checked'.

INSPECTIONS – Best Practice
2020


Before Starting
Carry your:

Warrant of Appointment

Notebook and ‘compliance check’ book or tablet

Torch

Phone

Dress in council apparel if appropriate.
Be familiar with your powers under section 267 of the Act


On Arrival at the Premises
Check the external environment and observe the premises to gauge 
any risks:
– Scan immediate area  (from outside / opposite the premises)
– Observe car parks for anti-social behaviour 
Update get home safe app ensuring dispatch is included as an 
escalation.
On entry, politely engage with the crowd controllers

Are they wearing their COA?
Locate the Duty Manager and identify yourself, when appropriate






Inspect or 
Interview
In the Premises
Perform 
Perform 
Make 
External 
Internal 
Assessment
Scan
Scan
Check
Details
No Minors 
Purchase age is 18
The licence 
Hours, expiry date and conditions
Food is available 
Relevant to the licence conditions
There is non and low alcohol drinks  Water is freely available
options available
Duty manager is available
They should be on-site and be able 
to show proof of ID 
No intoxicated patrons
Check outdoor dining licence if 
relevant
Handout: Intoxication Guide


Completing the Check List
• Complete compliance details.
Write in comments section:
– Points covered in discussion
– Follow up points
– Concerns.
• Ask Duty Manager to sign, make a note if duty 
manager refuses to sign. email a copy as soon 
as practicable.


Best practice for assessing intoxication!
• You and your partner agree.
• The duty manager confirms or denies the person 
is intoxicated.
• A full description of the person, including clothes 
they are wearing, is recorded on the inspection 
sheet. 
• Duty manager is asked to sign. 
• A copy is emailed to the manager/ licencee.
• Inform the manager of next steps.


What to do if you find a breach
Discuss with 
Confirm
Gather 
Decide on level 
Licensee
Evidence
of Breach
• Check the 
• Collect al  evidence 
• Advise the 
suspected 
while on site
• How serious is the 
breach?
Licensee of the 
breach is 
• Where possible 
obtain appropriate 
• Consider the GRM 
breach and 
definitely a 
proof:
policy
arrange 
breach of their 
• receipts showing 
• What is an 
interview or 
licence 
date, time, 
appropriate next 
explanation
conditions or a 
purchase
step, e.g. Written 
breach of the 
• Details of proof of 
Warning / 
Act
ID 
Infringement 
• Document 
Notice?
breaches and detail 
• Ensure you have 
in your notebook 
sufficient and 
and ask 
accurate evidence 
manager/staf  to 
to support the level 
sign if appropriate
of action you intend 
to take

Document Outline