Information for Investors: Telephone Share Scams | Securities Commission
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Palladium Cathay Intermediaries
1266 Nanjing West Road, Shanghai
200040
CHINA
Published on this site April 2008
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Pan Euro Financial SA
10, Cours de Rive
CP3237 - CH1211
Geneva
SWITZERLAND
Associated individuals: Steven Evans, Allen Kaplan, David
Mills, Mike Nyberg
Published on this site September 2003
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Paradigm Resources, Ltd
Mansell
4555 Mansell Road
Suite 625
Atlanta
GA 30022
UNITED STATES OF AMERICA
Published on this site December 2005
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Information for Investors: Telephone Share Scams | Securities Commission
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Parker & Cramer Asset Management Inc
First West Building
200 First Avenue West Suite 400
Seattle
Washington 98119
UNITED STATES OF AMERICA
Published on this site February 2005
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Pacific Rim Wealth Management
16 Westlands Road
HONG KONG
Tel: 852 9573 7972
Fax: 852 3050 9026
Email: [email address]
Website: www.pacificrimwealthmgmt.com
Associated Individuals: Judy Abbot, Ben Allan, Alan Jones,
Tony Ortiz
Published on this site June 2009
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Park Equity Ventures
78 York Street
London
United Kingdom
Tel: +4420 3026 3883
Fax: + 4420 3014 9560
Email: [email address]
Website: www.parkequityventures.com
David Graham - associated individual
Dr. Michael Bennett - associated individual
Charles Davis - associated individual
Ted James - associated individual
George Nelson - associated individual
Published on this site December 2010
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Parker Jennings
2117 Buffalo Road
Rochester
New York 14624
UNITED STATES OF AMERICA
Published on this site December 2002
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PCA Management
24 De Castro
Road Town
Tortola
BRITISH VIRGIN ISLANDS
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Published on this site December 2005
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Pembridge Group
Suite 2903
29/F, Tower 1
Admiralty Centre
HONG KONG
Associated individual: Justin Wentworth
Published on this site August 2001
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Perpetual Trading Group
1650 S. Dixie Highway Suite 100
Boca Raton
Florida 33432
U.S.A
Published on this site November 2004
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Pfeiffer Galland
Plaza Mashill Level 21
Jalan Jendral Sudirman Kav 25
Jakarta
INDONESIA
Published on this site October 2002
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Pinnacle Global Corporation
77 Lai Kwai Fong
HONG KONG
Published on this site in November 2005
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Pinnacle Group LLC
1400 N. Dallas Parkway
Suite 1200
Dallas, Texas 75240
UNITED STATES OF AMERICA
Published on this site in March 2006
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Powell McDougall
Harcourt Centre
Harcourt Road
Dublin 2
REPUBLIC OF IRELAND
Published on this site March 2004
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Preferred Global Partners
Theaterstrasse 14
Zurich 8001
SWITZERLAND
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Associated individual: Steven Marx
Published on this site March 2005
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Preferred Performance Group, Company Limited
Richmond Building
75 Sukhumvit Soi 26
Bangkok
THAILAND
Published on this site November 2001
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The Prestige Group Ltd
National Newark Building
744 Broad Street
18th Floor
Newark, NJ 07102
UNITED STATES OF AMERICA
Published on this site April 2007
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The Prestige Perspective
1 Harbour Road
Wanchai
HONG KONG
Published on this site October 2005
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Premier eFinance
Central Centre
99 Queens Road
Hong Kong SAR
Tel: + 852 8197 2553
Fax: + 852 3015 6867
Email: [email address]
Website: www.premier-efinance.com
Associated individual: Susan Crawford
Published on this site March 2011
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Price & Partners Consultants
5-7C Duke Wellington House
14-21 Wellington Street, Central District
Hong Kong
Tel: + 852 3 6786714 / + 852 3 1750956
Email: [email address]
[email address]
Website: www.priceandpartnersconsultants.com
Associated individual: Brian Scott
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Published on this site April 2011
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Prime Capital Advisors
Nicolau Pentadromos Center
25 Ayias Zonis Street
Suite 1100 Limassol
CYPRUS
Associated individual: Wendell Martin
Published on this site November 2004
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Primesolutions Securities Inc
The Primesolutions Securities Inc. listed has stolen the
identity of a legitimate firm in the United States. The
legitimate Primesolutions Securities Inc. can be contacted by
phone +1 440 230 0400 or by fax on +1 440 230 9956.
Published on this site August 2007
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Pro Capital Asset Management
25 Aphrodite Street
PO Box 26025
166 Nicosia
CYPRUS
Associated individual: Scott Meadows
Published on this site December 2007
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Profidex Ltd
Levels 9-11, AIG Building
1-1-3 Marunouchi
Chiyoda-Ku
Tokyo 100-0005
JAPAN
Published on this site April 2006
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Quantum Capital Corporation
Hardturmstrasse 101
Zurich, CH, 8005
SWITZERLAND
Published on this site November 2005
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Quantum Global Equities Inc.
19th St NW
Washington, District of Columbia 20036
USA
Tel: + 1 202 3910 955
Email: [email address]
Associated individual: James Forbes
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Published on this site March 2011
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Radius Resources
95 South Street
New York, NY 10038
UNITED STATES OF AMERICA
Published on this site May 2007
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Regal Group International
35/F Central Plaza
18 Harbour Road
HONG KONG SAR
Phone: +852 3175 0983
Fax: +852 3678 6713
Email: [email address]
Website: www.regalgroupinternational.com
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Remington Consultancy Limited
1245 Pleasant View Boulevard
Scottsdale Arizona 85261
UNITED STATES OF AMERICA
Associated individuals: Richard Remington, George Mason,
John Richmonds
Published on this site September 2001
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Richard Watson Associates
4021 27th Street, 2nd Floor
Long Island City
New York 11101
UNITED STATES OF AMERICA
Published on this site November 2003
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Richardson Resources Inc.
Carl-Zeiss-Str. 14-18
81 Pedder Street
65520 Bad Camberg
HONG KONG
GERMANY
Associated individual: William Ford
Published on this site 17 August 2004
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Richmond Capital Management
21/F Seoul Finance Centre
Taepyeongno 1-ga
Jung-gu, Seoul, Korea 100-768
Phone: +82 70 7894 5584
Fax: +82 2 3782 4820
E-mail: [email address]
Website: www.richmondconsultancy.com
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Information for Investors: Telephone Share Scams | Securities Commission
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Not to be confused with the genuine:
Richmond Capital Management, Inc. 10800 Midlothian
Turnpike, Suite 217, Richmond, VA USA 23235, Tel: (804)
379-8280, Fax: (804) 379-9362
Associated individuals: Hamilton Trading Limited
Published on this site June 2008, updated November 2008
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RJL International Ltd
625 Mt. Auburn Street
Cambridge, MA 02138
UNITED STATES OF AMERICA
Associated individuals: Vincent Gentile, Mike Eastwood, Jerry
Bell
Published on this site 15 April 2004
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Rosenberg Smith & Partners
2000 Steeles Avenue West, Suite 200
Concord
Ontario
CANADA
Associated individuals: Norman Rosenberg and Morry Nosak
Published on this site July 2004
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Rosenthal International
1370 Broadway
New York
NY 10018
UNITED STATES OF AMERICA
Associated individuals: Jonathon Nagle and Michael Ryder
Published on this site 17 August 2004
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Royal Acquisitions Inc
96 West Park Place
Newark
Delaware 19711
UNITED STATES OF AMERICA
Associated individuals: Associated individuals: Anthony
Hutchins, Eric Collins
Published on this site 28 September 2004
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Rutherford Acquisitions
7400 Metro Blvd
Minneapolis
Minnesota MN 55439
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UNITED STATES OF AMERICA
Published on this site December 2002
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Safeguard Equity Group
88 Queensway, Central
HONG KONG
Phone: +852 9573 7990
Fax: +852 3016 6330
E-mail: [email address]
Website: www.safeguardequity.com
Associated individuals: Julia Lopez, Steve Edwards, Laura
Bates
Published on this site November 2008
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Salem Asset Management
1501 Frederica Street, Duluth
Minnesota 42101
UNITED STATES OF AMERICA
Associated individual: David Pearson
Published on this site 17 August 2004
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Scudder, Stevens & Clark
60 St. Mary Ave
London
EC3A 8JQ
UNITED KINGDOM
Published on this site September 2003
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Schwartz Leiberman Associates
PO Box 16425
Seattle
Washington, 97271
United States of America
Tel: + 1 206 350 4019 / + 1 206 202 6202
Fax: + 1 206 299 9239 / + 1 206 339 4812
Email: [email address]
Website: www.schwartzleiberman.com
Associated individual: John Campbell
Posted on this site November 2010
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Seago South
One Harbour Place
1901 S Harbor City Blvd
Melbourne, FL 32901
UNITED STATES OF AMERICA
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Associated individuals: John Joust and Stephen J. Seago
Published on this site November 2007
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Shanghai M&A International
3501 Citic Square
1168 Nanjing Xi Lu
Shanghai 200041
CHINA
Published on this site April 2006
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Shin Kong Wedbush
6F, No.6, Sec.4, Xinyi Rd
Taipei
TAIWAN
Phone: + 886 2 8758 2905
Fax: + 886 2 6602 1275
Email: [email address]
Web: www.shinkongwedbush.com
Published on this site October 2010
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Sherman Brothers
Unit 1911, 19th Floor
One Pacific Place
140 Sukhumvit Road
Klongtoey District
Bangkok 10110
THAILAND
Published on this site September 2001
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Schiller Gates Incorporated
1695 Broadway
New York, NY 10018 - 5009
UNITED STATES OF AMERICA
Tel: +1 646 912 6185
Fax: + 1 646 861 4847
Email: [email address]
Website: www.schiller-gates.com
Associated individuals: Andrew Steve Johnson John Marshall
Published on this site October 2010
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Sigama Capital Management
14th Floor, Kamiya-cho Mori Bldg
4-3-20 Toranomon
Minato, Tokio
JAPAN
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Sigama Capital Management
Level 18
Level 14/1401
One International Finance
One Pacific Place
Centre
140 Sukhumvit Road
1 Harbour View Street
Bangkok
Central
THAILAND
HONG KONG
Associated individuals: David Burgess and Anne Davies
Published on this site August 2000
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Silverstone Management S.L.
Avda, Diagonal 618
Planta 9
0821
Barcelona
SPAIN
Associated individual: Matthew Thompson
Published on this site July 2005
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Simmons, Blake & Fritch
27 Floor Jefferson Towers
9823 Hover Street
Maverick Avenue
St Paul, Minnesota
UNITED STATES OF AMERICA
Associated individuals: Jennifer Stone, Kate Jones, Timothy
Croft
Published on this site September 2001
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Simon Eastwood Asset Management
15/5 Cerulean Tower
26-1 Sakuragaoka-cho
Shibuya-ku, Tokyo 150 8512
US Office
3330 Cumberland Blvd.,
Atlanta, GA 30339
China Office
989 Changle Road
Shanghai 200031
Published on this site October 2005
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Simpson Venture Limited
ABC Centre, 500 North Michigan Ave.
300, Chicago
UNITED STATES OF AMERICA
Associated individual: Jason Edwards
Published on this site July 2005
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Sino Intermediaries
Level 37
Taipei 101 Tower
7 Xinyi Road
Section 5
110 Taipei
TAIWAN
Published on this site May 2006
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Smith & Henderson Associates Inc
Level 21, HSBC Tower
Serrano 240 5th Floor
101 Yin Cheng East Road
28016 Madrid
Pudong
SPAIN
Shanghai
CHINA
Published on this site
November 2001
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Smith Davidson Group Inc
4-2880 queen St. East
Suite 304
Brampton
ON L6S 6H4
CANADA
Published on this site February 2006
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Smith Klein Venture Limited
3705 Bank of America Tower
Suite 582
12 Harcourt Road
HONG KONG
Associated individual: Castor Hill
Published on this site June 2005
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South East Asia Trading
12th Floor
253 Soi Sukhumvit
21 Asoke Road
Bangkok 10110
THAILAND
Associated individuals: Jamie Nettleship, Andrew Hewit,
Michelle Tetreaut.
Published on this site August 2001
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Spartan Capital Management
412 Park Avenue, 18th Floor
New York, NY 10022
USA
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Phone: +1 646 861 7887
Fax: +1 646 224 4890
Email: [email address]
Website: www.spartancam.com
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Stamford - Financial
Level 14, Hibiyo Central Building
1-2-9 Nishi Shimbashi
Minoto-ku
Tokyo
JAPAN
Published on this site November 2002
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Standard United Corporation
8 Harbour Road
Wanchai
HONG KONG
Phone: +852 9575 4213
Fax: +852 3015 9768
E:mail [email address]
website: www.standardunited.com
Associated individuals: Isabel Green, Ray Chavez
Published on this site August 2008
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Sterling Capital Corp.
23rd Floor, 6750 Ayala Ave
Makati City, Metro Manila
1226 THE PHILIPPINES
Associated individuals: Steven Thompson, John Davis,
Michael Cayhill, Jane Alexander
Published on this site November 2001
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Sun International Mergers & Acquisitions
1661 International Drive
Memphis
TN 38120-1431
UNITED STATES OF AMERICA
Published on this site February 2006
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Taylor Atlantic Ltd
Level 4
Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
MALAYSIA
Associated individual: John Sinclair
Published on this site June 2001
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Tech-Link International Ltd
Shinjuku Park Tower N30
Nishishinjuku 3-7-1
Shinjuju-ku
Tokyo
JAPAN 163-030
Associated individual: Frank Vacarro
Published on this site April 2004
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Thomas Reiss & Partners
Dahnstr. 4, T7 OC, D-13403
Berlin
GERMANY
Published on this site February 2006
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Titan Capital Corporation
Published on this site April 2008
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Tradex Corporation
Unit 811-813 Tower 1
Junefield Plaza No.6 Xuanwumenwai Street
Xuanwu District
Beijing
CHINA
Published on this site February 2007
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Transglobal Consultants Limited
Pacific Place Two Building Suite 1707
17th Floor, 142 Sukhumvit Road, Klongtoey
Bangkok 10110
THAILAND
Associated individuals: Paul Jenson, Josh Kaytor, Daniel
Bailey, Robert Ellis and Jeremy Blake.
Published on this site August 2000
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Trans-National Securities and Trust SA
Birmensdorferstrasse 140,
CH-8003
Zurich
SWITZERLAND
Associated individual: John Montana
Published on this site December 2000
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Trident International
Suite 2207
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88 Corporate Centre
141 Valero Street
Salcedo Village
Makati
Manila
PHILIPPINES
Associated individual : Richard Bell
Published on this site October 2000
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Turner Goodman Group
1650 Madison Avenue, 7th Floor
New York 11002-311
UNITED STATES OF AMERICA
Associated individual: Jeremy Collins
Published on this site 17 August 2004
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Tzu, Waite & Associates
105 Cecil Street
9 Raffles Place
06-01 The Octagon
27-01 Republic Place
SINGAPORE 069534
SINGAPORE 048619
Associated individuals: Jonathan Charles Waite, Jenny Su
Published on this site September 2003
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Union Transfer Inc.
469 7th Avenue
New York, NY 10018
UNITED STATES OF AMERICA
Phone: 1 212 401 6220
Fax: 1 206 600 6553
Email: [email address]
Website: www.uniontransferinc.com
Associated individual: Thomas Dickson
Published on this site August 2009
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United Capital Management Inc
1680 Ramon Magsaysay Centre
Roxas Boulevard
Manila
PHILIPPINES
Associated individual : Richard Austin
Published on this site October 2009
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United Capital Partners
21F Marajo Tower,
312, 26th Street, Corner 4th Avenue
Fort Bonifacio Global City
Manila
PHILIPPINES
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Phone: 632 856 1543 ext 570
Fax: 632 856 7220
Email: [email address]
Web: www.unitedcapital-partners.com
Associated individual: Richard G Burden email:
[email address]
Published on this site October 2010
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US Department of the Treasury
1500 Pennsylvania Avenue, NW
Washington DC, 20220
UNITED STATES OF AMERICA
Email: [email address]
Telephone: +1 646 395 1749
Fax: +1 646 786 4658
Associated person: Monique Wilson
Published on this site March 2011
Note: Not to be confused with the genuine US Department of
the Treasury. The e-mail address, [email address],
and phone and fax numbers shown are fraudulent and have
been established to deceive investors.
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US Stock Transfers Bureau
101 Federal Street
Boston, MA
UNITED STATES OF AMERICA
Email: [email address], [email address]
Telephone: +1 617 517 0339
Fax: +1 617 249 1763
Associated person: Alan Schindler
Published on this site February 2001
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Universal Consolidated
55 Wall Street
New York, NY 10005
UNITED STATES OF AMERICA
Phone: +1 212 401 6180
Fax: +1 212 401 6181
Email: [email address]
Website: www.universalcsld.com
Associated individuals: Nicole Valdez, Cain Martin, Chris
March, Olivia Rios, William Waldon
Published on this site June 2010
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US - Internal Revenue Service
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1220 S.W. Third Avenue
Portland
Oregon 97204
USA
Toll Free Hotline Number: + 1 8888 298 244
Email: [email address]
Associated individual: David Frank
Note: the above entity is an impersonation of the genuine US
Internal Revenue Service
Published on this siteDecember 2010
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