Information for Investors: Telephone Share Scams | Securities Commission
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not on the list that does not mean it is genuine. It is always unwise
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Factor Ten Financial
30th Floor, Central Plaza
18 Harbour Road
HONG KONG
Published on this site February 2006
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Fairchild Roth Financial Inc
Gallery 4
12 Leadenhall Street
London EC3V 1LP
UNITED KINGDOM
Published on this site November 2003
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Famex Financial
9/F Henan Building
17-19 Luard Road
Wanchai, CBD District
HONG KONG
Phone +852 3180 7888
Fax +852 3180 7899
Email [email address]
Website www.famexfinancial.com
Associated individual John White
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This firm must not be confused with Famex Financial who
have the same address and website but different phone and
fax details. The legitimate Famex Financial can be contacted
by phone +852 3180 7844 or by fax on +852 3180 7874.
Published on this site February 2010
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Federal Equities Corporation
51 Madison Avenue
New York, NY 1001
UNITED STATES OF AMERICA
Phone: +1 646 360 1718
Email: [email address]
Website: www.federalequitiescorp.com
Associated individuals: James Fries, John Ognar
Published on this site June 2010
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Financial Assets Corporation
30 Wall Street
Suite 1203
New York, NY 10005
UNITED STATES OF AMERICA
Published on this site October 2005
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First Capital Securities Limited
P O Box 847
1 Capital Place
Georgetown
Grand Cayman
CAYMAN ISLANDS
Published on this site January 2004
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First Colonial Management
17 Ensign House, Admirals Way
London E14 9XQ
Associate individual: Kent Daniels
Published on this site June 2005
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First Financial Management
255 W 36th Street
New York, NY 10018-7798
USA
Phone: +1 646 351 1282
Fax: +1 646 961 4811
Email: [email address]
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Website: www.firstfinancialmgmt.com
Associated individuals: Rob Jacob, John Lewis, Kris Reynolds,
Ashley Waters
Published on this site September 2010
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First Independent Capital Resources, Inc
Shiroyuma JT Movi Building
8-1 Toranoman 4 Chome
Minato-Ku, Tokyo 105
JAPAN
Published on this site September 2002
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First Independent Resource Management Group Inc
4, V.S. Prospero
Milano
ITALY
Published on this site September 2001
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First International Equity & Acquisition Inc
654 Madison Avenue
New York
NY 10021
UNITED STATES OF AMERICA
Published on this site April 2004
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First International Equity Inc.
UNITED STATES OF AMERICA
Associated individual: James C. King
Published on this site March 2003
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First National Financial Group Inc
Empire State
46th Floor
Building
140 Broadway
350 6th Avenue
New York
Suite 3304
NY 10005
New York
NY 10118
UNITED STATES OF
AMERICA
Published on this site November 2003
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First National Reliance Incorporated
300 5th Avenue
New York, NY 10001
UNITED STATES OF AMERICA
Tel: +1 212 542 9166
Email: [email address]
Website: www.firstnationalreliance.com
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Associated individuals: John Marshall Robert M. Pellecchia
James Henry Johnson Doug Kramer
Published on this site: October 2010
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Financial Marketing
35/F Central Plaza
18 Harbour Road
Wanchai
HONG KONG
Phone: +852 3051 9888/ 852 3973 3983
Fax: +852 3006 4252
Email: [email address]
Web: www.fusionfinancialmarketing.com
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First Standard Consolidated
326 Regent Street
London, UK W1B 3HH
Phone: +4419 2421 7168 / +4484 5130 8710
Fax: +4418 9280 0012 / +4419 2420 0581
Website: www.firststandardcsld.com
Email: [email address]
Associated individuals: Ted Simms
Published on this site March 2010
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Fisher Sterling International Limited
302 Hung Kei Mansion
5-8 Queen Victoria Street Central
HONG KONG
Associated individual: Dave Adams
Published on this site September 2001
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Flagship Consolidated
663 King's Road
HONG KONG
Phone: +852 3693 1523
Fax: +852 3015 8912
E-mail: [email address]
website: www.flagshipcsld.com
Associated individual: Jack Perez
Published on this site February 2009
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Fleetwood Mergers and Acquisitions
2500 City West Blvd
Houston
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TX 77042-3000
UNITED STATES OF AMERICA
Published on this site October 2006
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Foreign Currency International
27 Sukhumvit Soi 20
Bangkok, 10110
THAILAND
Associated individual: Stephen Sharpe
Published on this site December 2000
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Foreign Trade International
12th Floor
253 Sukhumvit Soi
21 Asoke Road
Bangkok 10110
THAILAND
Associated individuals: Ian Morris, Christian Webb, Michael
Lumby, Alex Pagan, Dennis Askew.
Published on this site August 2001
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FourWinds Trading Systems
Drake Chambers, Road Town
Tortola
PO Box 3321
BRITISH VIRGIN ISLANDS
Associated individual: Scott Mullens
Published on this site July 2004
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Fund Investors Inc.
Fund Investors Inc.
10 King Street
White Plains
NY 10604
USA
Tel: + 1 914 214 5303
Fax: + 1 914 462 3783
Email: [email address]
Website: www.fundinvestorsincllc.com
Associated individual: Allan Gates.
Note: not to be confused with the genuine firm
Published on this site March 2011
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Fusion Financial Marketing
35/F Central Plaza
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18 Harbour Road
Wanchai
HONG KONG
Phone: +852 3051 9888/ 852 3973 3983
Fax: +852 3006 4252
Email: [email address]
Web: www.fusionfinancialmarketing.com
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FX Advisors East, LLC
200 Public Square Suite 2955
Cleveland
Ohio
UNITED STATES OF AMERICA
Published on this site August 2001
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Gaylord & Finch
400 Broadway
Seattle
Washington
UNITED STATES OF AMERICA
Associated individual: Peter Williams
Published on this site September 2002
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Gilt Edged Equities
Fax: +1 212 8133254
Associated individual: Jeffrey Muller
Not to be confused with the genuine firm and individual, Gilt-
Edged Equities, LLC which has no retail customers.
Also associated with Gilt Edged Equities are:
Global Transfer Corporation
First Standard Consolidated
Hobdell and Williamson
Alpha REIT Advisors Co. Ltd
Published on this site March 2010
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Glendale Settlements Incorporated
Motion Picture Association Building
888 16th Street NW
Suite 800
Washington DC 20006
UNITED STATES OF AMERICA
Associated individual: James Shea
Published on this site July 2005
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Global Asset Advisors S.A.
(purportedly operating from Spain)
Associated individual: Marc Dannenberg
Published on this site April 2003
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Global Capital Securities Corporation
538 Broad Hollow Road
Suite 315E
Melville
New York
UNITED STATES OF AMERICA
Associated individuals: Christopher Ferruzza, James
Sparacino
Published on this site April 2001
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Global Option Trading Co Limited
14th Floor
253 Sukhumvit Soy 21, Asoke Rd
Bangkok 10110
THAILAND
Associated individuals: Jamie Nettleship, Callum Hunt
Published on this site October 2001
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Global Select Portfolio Corp.
Carson City, Nevada
UNITED STATES OF AMERICA
Phone: 702 430 1791,
in London - Amsterdam
Phone: +44 2081 441097
Fax:+44 208 0825839
E-mail: [email address]
website: www.globalspcorp.com
Associated individual: David Benson
Published on this site November 2008
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Global Transfer Corporation
66 Mody Road, Tsim Sha Tsui East
Kowloon, Hong Kong
Phone: +852 9046 2063
Fax: +852 3051 8205/8
Website: www.globaltransfercorp.com
Email: [email address]
Published on this site March 2010
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Grand Capital Incorporated
250 West 57th Street,
New York,
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New York 10107*
UNITED STATES OF AMERICA
Associated individual: Kelly Campbell
Grand Capital Incorporated is a fraudulent firm using the
address of Grand Capital Corporation which is a legitimate
corporation in United States of America.
Published on this site August 2006
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Granite Consolidated
22 Queen's Road
Central
Hong Kong
Published on this site November 2007
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Graves Stanley & Peabody Limited
(latest activities are thought to be based in Spain)
Associated individual: Richard Gaston
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Greenfield & Mato
Koraku Mori Bldg 9F
1-4-14 Koraku
Bunkyo-Ku
TOKYO
Published on this site January 2007
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Greater Advisory
Website: www.greateradvisory.com
E-mail: [email address]
Associated individuals: David Proctor, John Castro
Published on this site February 2010
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Gresham Management Inc
207 South 79th Street
Suite 1006
New York
NY 10024
UNITED STATES OF AMERICA
Associated individuals: Edward Saunders, Martin Nelson,
Cynthia Landsburg, Charles Hampton
Published on this site September 2001
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Greystone Asset Management
120 Broadway, Suite 1744
New York, NY 10271
USA
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Fax: 1 212 208 2496
Email: [email address]
Website: www.greystoneassetmanagement.com
Associated individuals: Roger O. Elmer, Daniel J Hayes
Not to be confused with the genuine firm which has no
website:
Greystone Asset Management, LLC
780 Third Avenue, 43rd Floor
New York, NY 10017
USA
Telephone: 1 212-521-3817
Published on this site August 2009
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Griffin Mergers and Acquisitions Office
8th Street and Nicollet Mall, Downtown
Minneapolis, MN 55402-8773
UNITED STATES OF AMERICA
Published on this site May 2007
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Guaranty Consolidated
New York
UNITED STATES OF AMERICA
Published on this site July 2007
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Hamilton & Associates
Bahnhofstrasse
52 CH8001
Zurich
SWITZERLAND
Associated individuals: Alexander Woodbridge, David A
Smith, Michael Kennedy
Published on this site October 2002
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Hamilton Trading Limited
OBF Centre
Aratha Graha Bldg 6th Floor
JI Jend Sudiram Kav
52-53 Jakarta 12190
INDONESIA
Phone: +62 2152898454
Fax: +62 2152898456
E-mail: [email address]
Website: www.hamilton-trading.com
Assocaited individuals: Brian Johnstone, Richmond Capital
Management
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Published on this site November 2008
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Hanworth Weir Ltd
Penthouse Level, Suntec Tower Three
8 Temasek Boulevard
SINGAPORE
Published on this site 04 June 2004
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Harbour Capital Management
600 California St,
15 Floor
San Francisco
CA 94108
UNITED STATES OF AMERICA
Published on this site August 2006
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Harbor Light Securities Inc
1093 Deep Woods Drive
Marion, North Carolina 28752
UNITED STATES OF AMERICA
Phone: +1 828 527 0244
Fax: +1 877 426 8220
Email: [email address]
Website: www.harborlightsecinc.com
Associated individuals: Anita Baker, James Bradley, Dereck
Hanson, Mark Mendoza
NOT TO BE CONFUSED WITH THE GENUINE COMPANY:
Harbor Light Securities LLC
1039 Deep Woods Drive
Marion, North Carolina 28752
UNITED STATES OF AMERICA
Phone: +1 828 442 2765
Published on this site September 2010
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Harris Atlantic Management Inc
Suite 300-301 Paragon Towers
233 Needham, Newton MA 02464
UNITED STATES OF AMERICA
Published on this site March 2005
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Harrison Lee Partners
2 Priestley Road
82 Winglok Street
Basingstoke, Hampshire
HONG KONG
ENGLAND RG24 9NP
Associated individuals: Charles McKenzie, UNITED STATES OF
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AMERICA West, Rock Group Co
Published on this site July 2004, March 2005
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Hartford Capital Management, S.A
Panama
Costa Rica
Calle Eusebio A. Morales
Edificio Ortencia Ler Piso
Suite 1 - A, # E1 Cangrejo
1 Caudra al Sur 200 Este de
Ciudad De Panama
MacDonald's
REPUBLICA DE PANAMA
Sabana Sur, San Jose,
COSTA RICA
Published on this site December 2005
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Heinz Hokkaido International
1585 Broadway
New York
NY 10016
UNITED STATES OF AMERICA
website: www.heinzhokkaido.net
Published on this site August 2008
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Helvetica Trust & Fiduciary Group
Bahnhofstrasse 71
Surich 8001
SWITZERLAND
Associated individual: Gerald Mulrine
Published on this site September 2002
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Heritage Financial Inc
103 Franklin Corner Road
Trenton
New Jersey 08648
UNITED STATES OF AMERICA
Published on this site March 2005
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Heritage Mergers & Acquisitions
Kamiyacho Mt Building
14th Floor, 4-3-20 Toranomon
Minato-ku
Tokyo 105-0001
JAPAN
Published on this site February 2006
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Hing and Foster Partners
30 Cecil Street
SINGAPORE 049712
Published on this site October 2005
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Hobdell and Williamson
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2496/2494 Sand Hill Road, Suite 132
Menlo Park, California 94025
UNITED STATES OF AMERICA
Phone: +1 650 963 5727 / +1 650-763-8061
Fax: +1 650 240 3913
Website: www.hobdellwilliamson.com
Email: [email address]
Published on this site March 2010
Associated individuals: Peter Gallagher, Graham Archer
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JR Hoffman & Associates
1 Place Ville Marie,
18th floor Montreal
Quebec, H3B 2E7
CANADA
Published on this site June 2008
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Hoover Deplache Investments Inc.
1500 Euclid Avenue,
730 Cleveland
OH 4415
UNITED STATES OF AMERICA
Published on this site April 2006
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Hudson International
Caracasbaaiweg 199
Room 2207
PO Box 6050
22/F, II Lippo Centre
Curacao
Central
Netherlands Antilles
HONG KONG
WEST INDIES
Associated individuals: Thomas Jenkins, Steven Billings,
Jeffrey Kahn, Frank Edwards, Murray Skolsky.
Published on this site September 2000
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HVC - Hypo Venture Capital
Uraniastrasse 40
Zurich, 8001
SWITZERLAND
Tel: + 41 350 016 736 / + 41 435 080 372
Fax: + 41 447 326 623
Email: [email address]
Web: www.hypovc.com
Associated individual: Charlotte Gruber
Published on this site March 2011
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Interactive Taxation Consultants / Interactive
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Taxation Consultants Limited
New York Office
Tokyo Office
Samson Building Level 8-22G
AIG Building, Level
501 Fifth Avenue
14 2-56
New York, NY 10017
1-1-3 Maranuchi,
UNITED STATES OF AMERICA
Chiyoda-Ku
Phone: +1 212 359 1682
Tokyo 100-0005
Fax: +1 212 954 5088
JAPAN
Website: www.taxationconsultants.com Phone: +81 345
Email: [email address]
500 562
[email address] +81 345
500 502
Fax: +81 344 965
042
Associated individuals:Peter Miller, Michael Rosen
Published on this site April 2010
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International Asset Management
CP Tower Level 23
313 Silom Road
Silom 10500
Bangkok
THAILAND
Associated individual: Richard Jennings
Published on this site February 2001
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Innova Equity Corporation
18th Floor
Bund Centre
22 Yanan Road East
Shanghai
CHINA
Published on this site January 2004
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Interglobal Mergers & Acquisitions Inc.
55 Park Plaza Drive
Daly City
San Francisco
California
UNITED STATES OF AMERICA
Associated individuals: Vanessa Stone, Gregory Handsfield
Published on this site March 2004
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International Association of Transfer Agents
30 Wall Street
New York, New York 10005
UNITED STATES OF AMERICA
Published on this site June 2007
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InterTrade Asset Management
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1800 E 9th # 1400
Cleveland
Ohio 44114
UNITED STATES OF AMERICA
Associated individual: Maxwell Jones
Published on this site April 2004
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ITB Limited
Level 2
Via Maistra 2
St. Moritz
SWITZERLAND
Published on this site December 2003
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J P Moreau Limited
Level 14 Prudential Tower
30 Cecil Street
049712
SINGAPORE
Associated individuals: Lawrence Piper, Lily Chen
Published on this site May 2003
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Jacobs & Kiplinger
Zurich World Trade Centre
Leutschenbachstrasse 95
8050 Zurich
SWITZERLAND
Published on this site May 2002
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Jefferson Clark Associates
PO Box 58389
Seattle,
Washington State,
98138-1386
USA
Published on this site June 2008
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Johannson Linqvist Associates
Klarabergsviaduckten 70
Kungsbron 1 Box 70301
107 24 Stockholm
SWEDEN
Associated individuals: Albert Stuart, Gerald Montrose
Published on this site July 2005
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